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We are currently looking for an experienced, hands-on, and energetic Compliance Officer to join our broker-dealer in our NY office!
The ideal candidate will be responsible for leading the compliance function of our Broker Dealer, including conducting reviews to evaluate the firm’s compliance with applicable laws and regulations and ensuring that control gaps are adequately escalated and mitigated through remedial actions.
Wematch is on a mission to lead the digital transformation of the largest industry in the world, global capital markets. Back in 2017, we created our award-winning solution which digitizes dealing workflows with banks, clients, and internal teams. Our tools, which include smart matching, negotiation, lifecycle management, sales to trader, and intra and external flows, drive efficiencies across financial institutions’ operations.
The Wematch platform is used by 900+ dealers at 90+ financial institutions across the globe and features several asset classes, including Securities Finance, Interest Rates Swaps, and Equity Derivatives. Over the past couple of years, we have raised more than $30m in equity funding from global financial institutions and VCs to fuel our global expansion.
We’re a Team without judgment or prejudice. We want to work with the best people, no matter their background. So if you’re passionate about sharing your expertise, learning new things and are keen to join our mission, you’ll fit right in.
Salary Range: $120,000/yr · Full-time